|
|
Login to Apply Register and Apply |
---|---|---|
|
Acting as the incumbent compliance officer MLRO for SFM regarding UAE activities including transactions with RAK ICC, in particular
- Draft, modify and implement company policies in relation to UAE AML
- Reviewing and maintaining local due diligence policies and client files
- Identify compliance issues that require follow-up or investigation, conducts background checks for every new client and review the personal documentation submitted by clients (KYC Documents)
- Performing backup in the absence of the head of the department
- Reviewing the work of junior compliance officers when necessary to identify compliance issues and provide advice or compliance training
- Developing and overseeing control systems to prevent or deal with violations of legal guidelines and internal policies
- Preparing such reports regarding complianceAML matters as necessary for the management
Reporting to the head of the compliance department, driving daily compliance duties (CDD & EDD) and or legal duties in application of the departments general policies such as
- Conducting regular and yearly background checks for existing clients when necessary and as required by any jurisdictions
- Reviewing and validating various client company documents
- Issuing andor verifying standard contractual agreements between new clients and SFM
- Participating to Researches, implements and manages each jurisdiction regulations and laws, policies and procedures, and public interest laws and advise, oversee, and train compliance staffs on these compliance procedures
- Assisting with evaluating the efficiency of controls and improve them continuously
- Revising procedures, reports etc periodically to identify hidden risks or non-conformity issues
- Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies
- Keeping abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
- Developing and maintaining of legal documents (declarations, contracts, etc)
REQUIREMENTS
- Familiar with RAK ICC procedures, preferably as updated in 2019
- Experience in either Compliance or Legal with demonstrated role in an accountable position
- Capacity to handle the unexpected with little supervision
- Ability to adapt standard material to case particulars
- Command of an additional European language besides English
Type:Company Job
Deadline:13th Aug 2025
SFM is specialised in company formation and administration. With offices in Geneva, the seychelles, Dubai and Hong Kong, SFM is a worlds market leader in corporate services.