Assisting LCOCEO inDeveloping jurisdiction specific compliance policies, regulatory obligation checklist (to be grouped process&wise, activity&wise, product&wise, business&wise, regulator&wise, policy&wise), manuals etcConducting research on geography specific compliance requirements and market practicesHandlingsetting up of efficient back office systems for offsite monitoring of compliance function of outsourced functionsTracking changes in regulations and advising the Compliance implication within the BranchManaging AML function, compliance function of Treasury, Corporate banking, Private Banking, Regulatory Return compilations and certifying correctness,Tracking changes in regulatory requirements pertaining to Representative Offices in DIFCUAEKey Result AreasAssisting LCO inPutting in place a control framework in all business areas, to ensure compliance with relevant regulatory requirementsVetting of all Branchs new products change management requests and operational procedures from Compliance perspectiveManaging AMLCFT matters within the BranchChecking correctness of regulatory returns and tracking their timely submissionProviding guidance and responses to staff members in respect of their queries, in particular provide advice on regulatory implications for certain course of actions
Eligibility:(UG - LLB - Law) AND (PG - CA, LLM - Law)
Salary:Not Disclosed by Recruiter
Function:Banking / Insurance
Deadline:26th Oct 2024
Only Dubai Candidates applyCandidate must possess at least a Bachelor of Law , Master of Law or Chartered Accountancy in Law, Finance/Accountancy/Banking or equivalent.Required skill(s): compliance policies, regulatory requirements, regulatory implications.At least 3 year(s) of working experience in the related field is required for this position.Preferably Managers specializing in Banking/Financial Services or equivalent. Job role in Regulatory Compliance or equivalent.1 Full Time positions available.Handling compliance function of overseas branch of a Multinational Bank for 3/5 years. The candidates who have worked in or handled compliance/audit function of multinational banks located in (DIFC Dubai for 3 to 5 years.Drawing up of compliance policies, manual, methods for compliance risk management, monitoring/testing programmes, laying down process for (a) analysis of breaches reported in audit reports (Internal/external), (b) assessing training requirements based on compliance breaches report etc.Knowledge of compliance requirements of all domain functions
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